---
title: O.C.G.A. § 10-5-75. Register of applications for registration of securities; registration statements; notice filings; notices of claims; furnishing certain information to the public.
collection: code
id: 10-5-75
cite_as: O.C.G.A. § 10-5-75 (2025)
canonical_url: https://georgiacommons.org/code/10-5-75
md_url: https://georgiacommons.org/code/10-5-75.md
text_url: https://georgiacommons.org/code/10-5-75/text
source_url: https://www.legis.ga.gov/api/document/docs/default-source/joint-features-document-library/t10-(v8)-2024-pdf.pdf?sfvrsn=1992b47e_0#page=828
date: 2025
status: active
corpus_version: 2025-supplement-89aa39ab3c68
license: CC0-1.0
publisher: Georgia Commons, an independent project of Georgia Civic Data. Not the State of Georgia. Not legal advice.
up: https://georgiacommons.org/code/10-5.md
previous: https://georgiacommons.org/code/10-5-74.md
next: https://georgiacommons.org/code/10-5-76.md
index: https://georgiacommons.org/code/index.md
version: the only printed version
in_force: true
current_through: Including Acts of the 2025 Regular Session of the General Assembly
heading_path: COMMERCE AND TRADE / GEORGIA UNIFORM SECURITIES / ADMINISTRATION
---

# O.C.G.A. § 10-5-75. Register of applications for registration of securities; registration statements; notice filings; notices of claims; furnishing certain information to the public.

(a) The Commissioner shall maintain, or designate a person to maintain, a register of applications for registration of securities; registration statements; notice filings; applications for registration of broker-dealers, agents, investment advisers, and investment adviser representatives; notice filings by federal covered investment advisers that are or have been effective under this chapter or the predecessor Act; notices of claims of exemption from registration or notice filing requirements contained in a record; orders issued under this chapter or the predecessor Act; and interpretative opinions or no action determinations issued under this chapter.

(b) The Commissioner shall make all rules, forms, interpretative opinions, and orders available to the public.

(c) The Commissioner shall furnish a copy of a record that is a public record or a certification that the public record does not exist to a person that so requests. A rule adopted under this chapter may establish a reasonable charge for furnishing the record or certification. A copy of the record certified or a certificate by the Commissioner of a record’s nonexistence is prima-facie evidence of a record or its nonexistence.

## History

Code 1981, § 10-5-75, enacted by Ga. L. 2008, p. 381, § 1/SB 358.