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Código Oficial de Georgia Anotado

Título 33. INSURANCE · Capítulo 14. DOMESTIC STOCK AND MUTUAL INSURERS · Artículo 4. INSIDER TRADING OF DOMESTIC STOCK INSURER EQUITY SECURITIES

33-14-93. Unlawful sales of securities.

Vigente

Actualizado hasta: Including Acts of the 2025 Regular Session of the General Assembly.

El texto siguiente es la ley tal como la imprime el estado, en inglés.

  1. It shall be unlawful for any beneficial owner, director, or officer directly or indirectly to sell any equity security of such insurer if the person selling the security or his principal:

  2. (1)

    Does not own the security sold;#

  3. (2)

    If owning the security, does not deliver it against such sale within 20 days thereafter; or#

  4. (3)

    Does not within five days after the sale deposit it in the mails or other usual channels of transportation;#

  5. but no person shall be deemed to have violated this Code section if he proves that notwithstanding the exercise of good faith he was unable to make the delivery or deposit within that time or that to do so would cause undue inconvenience or expense.

Las notas siguientes se imprimen con la sección, pero no son ley promulgada (O.C.G.A. § 1-1-1(c)). Se muestran aparte del texto.

History

Code 1933, § 56-1603, enacted by Ga. L. 1965, p. 378, § 3.

Leer la página oficial (el PDF del estado, abierto en la página de la que se leyó este texto).

Actualizado hasta: Including Acts of the 2025 Regular Session of the General Assembly.

Texto leído de t33-ch1-22-(v24)-2020-pdf.pdf, Volumen V24, edición 2020, páginas 703 a 704; acción de fusión: carried; SHA-256 del archivo 4ecec175d949.