Capítulo 5A. COMMODITIES AND COMMODITY CONTRACTS AND OPTIONS
21 secciones · 10-5A-1 a 10-5A-31
Artículo 1. GENERAL PROVISIONS
- 10-5A-1Definitions.
- 10-5A-2Prohibited activities concerning purchase or sale of commodities.
- 10-5A-3Exempt purchasers and sellers.
- 10-5A-4Exempt transactions and contracts; rules and regulations.
- 10-5A-5Conditions for acting as commodity merchant; designation of board of trade.
- 10-5A-6Fraudulent or deceitful acts or willful misappropriation prohibited.
- 10-5A-7Liability for acts or omissions of employees, officers, or agents.
- 10-5A-8Applicability of securities law.
- 10-5A-9Construction of chapter.
Artículo 2. ENFORCEMENT
- 10-5A-20Investigations.
- 10-5A-21Actions by Commissioner if chapter, rule, or order violated.
- 10-5A-22Legal or equitable remedies; special remedies.
- 10-5A-23Venue for civil and criminal actions.
- 10-5A-24Commissioner of Securities; employees; compensation and expenses; assistant commissioner; prohibited use of information; confidential information.
- 10-5A-25Cooperation with agencies, administrators, and organizations.
- 10-5A-26Rules and regulations.
- 10-5A-27Applicability of Code Sections 10-5A-2, 10-5A-5, and 10-5A-6.
- 10-5A-28Administrative proceedings.
- 10-5A-29Judicial review of Commissioner’s orders.
- 10-5A-30Burden of proving exemptions.
- 10-5A-31Criminal penalties for violating chapter; institution of criminal proceedings.